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Overview

What? - Section 1
When? - Section 2
Tell us more! - Section 3
Who? - Section 4

List of Useful Documents

This tool requires a lot of fairly detailed information. Unfortunately, this is necessary because of the complexity of the legal requirements that must be fulfilled before an agreement can be terminated and the rights returned to the author. This list is designed to provide you with some suggestions as to where you may be able to look to find the information that can assist you in completing the tool.

Table of Resources and Tips

Section of the Tool Resources That May Assist Hints & Tips About These Resources

Section 1 - What can be terminated?

Information required to complete this section:

  • Circumstances surrounding the creation of the work (eg. employment, specially commissioned etc).
  • The type of work
  • When the work was created
Resources that may assist you in identifying relevant information for this section include:

  • Personal files, diaries and notes of the author or artist
  • Employment contracts or commissioning documents that relate to the work
  • A copy of the work
  • The agreement or transfer entered into in relation to the work that you are looking to terminate
Personal files, correspondence, diaries and notes of the author or artist - these documents may assist you in identifying when the work was created and the circumstances surrounding creation of the work (such as whether it was a special commission or created independently).

Employment contracts or commissioning documents that relate to the work - these documents may assist you in identifying whether the work was created as part of the author/artist's employment or was specially commissioned. Just because someone was employed when they crated a work, doesn't mean it was created as part of their employment so you may need to consider what the scope of their employment was and whether the work was created as part of that. For more information about this see: [link to glossary entry]

A copy of the work - the copy of the work may have a copyright notice on it. This is typically the date of first publication of the work; the date of first publication of a work may be around the same time as the date of creation. Sometimes, however, an old work will be published in a new format and the copyright notice will refer to the year of first publication of the new format. The US Copyright Office has useful information about copyright notices including this Circular 3 (http://www.copyright.gov/circs/circ03.html).

The agreement or transfer - the agreement or document surrounding the transfer may contain background information about when the work was created and the circumstances in which it was created.
Section of the Tool Resources That May Assist Hints & Tips About These Resources

Section 2 - When can the agreement or transfer be terminated?

Information required to complete this section:

  • When the work was created
  • When the work was published
Resources that may assist you in identifying relevant information for this section include:

  • Personal files, diaries and notes of the author or artist
  • A copy of the work
  • A Copyright Registration Certificate issued by the US Copyright Office
  • US Library of Congress Catalog
  • The agreement or transfer entered into in relation to the work that you are looking to terminate
Personal files, correspondence, diaries and notes of the author or artist - these documents may assist you in identifying when the work was created.

A copy of the work - the copy of the work may have a copyright notice on it. This is typically the date of first publication of the work; the date of first publication of a work may be around the same time as the date of creation. Sometimes, however, an old work will be published in a new format and the copyright notice will refer to the year of first publication of the new format. The US Copyright Office has useful information about copyright notices including this Circular 3 (http://www.copyright.gov/circs/circ03.html).

Copyright Registration Certificate - this document is issued by the US Copyright Office and contains an initial statement of copyright information about a work including the date of publication of a work, the author and the person claiming to own copyright in the work.

US Library of Congress Catalog - online searches of this catalog can provide basic information about a work including date of publication (http://catalog.loc.gov/).

The agreement or transfer - the agreement or document surrounding the transfer may contain background information about when the work was created and information about when it was or should have been published.
Section of the Tool Resources That May Assist Hints & Tips About These Resources

Section 3 - Tell us about the work

Information that can be input into this section:

  • Identity of the author(s) or artist(s)
  • Title of the work (optional)
  • Copyright registration number (optional)
  • Original Grantee
  • Current Grantee
  • Description of Agreement/Transfer
Resources that may assist you in identifying relevant information for this section include:

  • Personal files, diaries and notes of the author or artist
  • A copy of the work
  • A Copyright Registration Certificate issued by the US Copyright Office
  • US Library of Congress catalog
  • Royalty statements
  • Copyright Office records of assignments and transfers
  • Telephone books, Internet searches, old news reports
  • The agreement or transfer entered into in relation to the work that you are looking to terminate
Personal files, correspondence, diaries and notes of the author or artist - these documents may assist you in identifying the author(s) and artist(s), the title of the work and the original or any subsequent grantees. The original grantee is the person or entity to whom the author(s) or artist(s) transferred the rights to the work. Subsequent grantees are people or entities to whom the original or a prior grantee transfers the rights.

A copy of the work - the copy of the work may give you information about the identity of the author(s) or artist(s) and the title of the work. The copyright notice may also tell you who was the owner of copyright in the work (this person is probably the original or a subsequent grantee) at the time it was published. If the copy you are looking at it's a recent one, you may want to check later copies of the work or other records to see if the owner of copyright changed later on, after this copy was published.

Copyright Registration Certificate - this document is issued by the US Copyright Office and contains an initial statement of copyright information about a work including the date of publication of a work, the author, the person claiming to own copyright in the work at the time of filing (this person may be the original grantee) and, importantly for this section, the copyright registration number.

US Library of Congress Catalog - online searches of this catalog can provide basic information about a work including title, author, publisher (who may be an original or subsequent grantee) and date of publication (http://catalog.loc.gov/).

Royalty statements - old and current royalty statements can be useful to show who is considered the author(s) or artist(s) of a work and who is a previous or current grantee (ie. person who has the benefit of exercising some rights in exchange for paying royalties).

Copyright Office records of assignments and transfers - if a person executes an assignment of copyright ownership in relation to a work, they may record this with the US Copyright Office. It is not mandatory but many people do this so that others have notice of the transfer of rights. A research of the US Copyright Office's records of transfers may assist you in learning the identifty of an original grantee and any subsequent grantees.

Telephone directories, Internet searches, old news reports - if you can identify the original grantee but are not sure if that person or entity still exists, you can search telephone directories, conduct Internet searches and review old news reports to see if a person or entity still exists. In particular, if an original grantee was a company that was subsequently merged or acquired by another company, these records may be useful in giving you this corporate history.

The agreement or transfer - the agreement will often have either its title or somewhere in its introductory paragraphs a description of the nature of the transfer (eg. assignment, exclusive license, nonexclusive license, mortgage, security etc.).
Section of the Tool Resources That May Assist Hints & Tips About These Resources

Section 4 - Who executed the agreement or transfer?

Information required to complete this section:
  • Was the agreement or transfer signed by the author(s) & the names of the author(s)
  • Was the agreement or transfer signed by the author's spouse, widow (or widower), children, next of kin or executors & their names
  • Who among the author(s), the author's spouse, widow (or widower), children and grandchildren are still living & their names
Resources that may assist you in identifying relevant information for this section include:

  • Personal files, diaries and notes of the author or artist
  • Copyright Office records of assignments and transfers
  • The agreement or transfer entered into in relation to the work that you are looking to terminate
  • Personal family documents recording family members and relationships
Personal files, correspondence, diaries and notes of the author or artist - these documents may assist you in identifying who signed the agreement or transfer. They may also give you information about family members of the author or artist.

Copyright Office records of assignments and transfers - if a person executes an assignment of copyright ownership in relation to a work, they may record this with the US Copyright Office. It is not mandatory but many people do this so that others have notice of the transfer of rights. A research of the US Copyright Office's records of transfers may assist you in identifying who signed the agreement - whether it was the author(s) or artist(s) or a family member.

The agreement or transfer - if you have a copy of the agreement, you may be able to identify who signed the agreement by reviewing the signature pages and the description of the parties to the agreement.

Additional Hints & Tips:

The US Library of Congress catalog provides an online searchable catalog (http://catalog.loc.gov/). It is the largest library in the world, with more than 130 million items on approximately 530 miles of bookshelves. The collections include more than 29 million books and other printed materials, 2.7 million recordings, 12 million photographs, 4.8 million maps, and 58 million manuscripts. You may be able to access some of the Library of Congress' extensive collection if you are trying to locate a copy of a work, either onsite or via inter-library loan.

When it comes to searching the Copyright Office's records, in addition to conducting the searches yourself, you also have the option of hiring private search firms or of paying the Copyright Office to conduct the search for you (http://www.copyright.gov/forms/search_estimate.html).

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